What does P&M Corporate Finance, LLC, do with your personal information?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
The types of personal information we collect and share depend on the product or service you have with us. This information may include:
- Employment and residential information
- Social security number
- Cash balance
- Security balances
- Transaction detail history
- Investment objectives, goals, and risk tolerance
When you are no longer our customer, we continue to share your information as described in this notice.
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons P&M Corporate Finance chooses to share; and whether you can limit this sharing.Everyday Business Purposes
The actions necessary by financial companies to run their business, and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.
Our affiliates include the following companies:
- Plante Moran PLLC
- Plante Moran Financial Advisors
- Plante Moran Cresa
- Plante Moran Trust
- Plante Moran Insurance Agency
P&M Corporate Finance, LLC does not share information with non-affiliates for marketing purposes.
P&M Corporate Finance, LLC does not engage in joint marketing with non-affiliates.
Reasons we can share your personal information:
|Does P&M Corporate Finance share?||Can you limit this sharing?|
|For our everyday business purposes – such as to provide advice, process your transactions, and maintain your account(s)||Yes||No|
|For our marketing purposes – to offer our products and services to you||No||We do not share|
|For joint marketing with other financial companies||No||We do not share|
|For our affiliates’ everyday business purposes – information about your transactions and experiences||Yes||No|
|For our affiliates’ everyday business purposes – information about your creditworthiness||No||We do not share|
|For our affiliates to market to you||No||We do not share|
|For non-affiliates to market to you||No||We do not share|
How often does P&M Corporate Finance, LLC notify me about their practices?
We must notify you about our sharing practices when you open an account and each year while you are a customer.
How does P&M Corporate Finance, LLC protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does P&M Corporate Finance, LLC collect my personal information?
We collect your personal information, for example, when you:
- Establish an investment advisory relationship
- Contract for financial planning services
- Open an account or deposit money with custodians
- Purchase or sell securities with executing broker-dealers
We also collect your personal information from others, such as custodians, broker-dealers, or other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit sharing only for:
- Affiliates’ everyday business purposesâ€”information about your creditworthiness
- Affiliates to market to you
- Non-affiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.