Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
The types of personal information we collect and share depend on the product or service you have with us. This information may include:
When you are no longer our customer, we continue to share your information as described in this notice.
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons P&M Corporate Finance chooses to share; and whether you can limit this sharing.Everyday Business Purposes
The actions necessary by financial companies to run their business, and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.
Our affiliates include the following companies:
P&M Corporate Finance, LLC does not share information with non-affiliates for marketing purposes.
P&M Corporate Finance, LLC does not engage in joint marketing with non-affiliates.
Reasons we can share your personal information:
|Does P&M Corporate Finance share?||Can you limit this sharing?|
|For our everyday business purposes – such as to provide advice, process your transactions, and maintain your account(s)||Yes||No|
|For our marketing purposes – to offer our products and services to you||No||We do not share|
|For joint marketing with other financial companies||No||We do not share|
|For our affiliates’ everyday business purposes – information about your transactions and experiences||Yes||No|
|For our affiliates’ everyday business purposes – information about your creditworthiness||No||We do not share|
|For our affiliates to market to you||No||We do not share|
|For non-affiliates to market to you||No||We do not share|
We must notify you about our sharing practices when you open an account and each year while you are a customer.
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
We collect your personal information, for example, when you:
We also collect your personal information from others, such as custodians, broker-dealers, or other companies.
Federal law gives you the right to limit sharing only for:
State laws and individual companies may give you additional rights to limit sharing.